The U.S. Commodity Futures Trading Commission issued an order filing and settling charges against Rafael Novales for making false...
CN Editor
October 01, 2019
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
MFDA SANCTIONS FORMER SALESPERSON WITH INVESTORS GROUP IN CALGARY, ALBERTA
CFTC CHARGES CHICAGO COMMODITY POOL OPERATORS, OWNER, AND FORMER CHIEF PORTFOLIO MANAGER WITH FRAUD AND SUPERVISION FAILURES
CFTC STAFF PUBLISHES UPDATED REPONSES TO FAQS REGARDING COMMISSION REGULATION 4.27 AND FORM CPO-PQR
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS