The CFTC announced today that it issued an order filing and settling charges against introducing broker Classic Energy LLC and it...
CN Editor
October 02, 2019
CFTC SEEKS PUBLIC COMMENT ON ADVANCED NOTICE OF PROPOSED RULEMAKING RELATING TO REGULATION CRYPTO ASSET TRANSACTIONS AND REGULATION CRYPTO ASSET MARKETS
JOHN NATIVIDAD GUILTY OF INSIDER TRADING
CFTC SECURES COURT ORDER DIRECTING LOUISIANA MAN AND ARKANSAS WOMAN TO PAY OVER $31 MILLION FOR DIGITAL ASSETS, PRECIOUS METALS FRAUD
CFTC CHARGES CASH FX GROUP S.A., AND CEO; THREE OTHERS WITH $950 MILLION FRAUD SCHEME
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
ADVISOR SANCTIONED FOR TAKING CLIENT INFO