The CFTC announced today that it issued orders filing and settling charges against two interdealer brokers: BGC Financial, LP and...
CN Editor
October 03, 2019
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
OPERATION ATLANTIC DISRUPTS MORE THAN $45 MILLION IN CRYPTOCURRENCY FRAUD, FREEZES $12 MILLION IN STOLEN FUNDS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE