The CFTC announced today that it issued orders filing and settling charges against two interdealer brokers: BGC Financial, LP and...
CN Editor
October 03, 2019
SEC CHARGES ADVISORY FIRM MACQUAIRE INVESTMENT MANAGEMENT BUSINESS TRUST WITH FRAUD
SEC CHARGES FORMER CHAIRMAN AND CEO OF TECH CO. KUBIENT WITH FRAUD AND LYING TO AUDITORS
THE CFTC APPROVES PART 40 FINAL RULE TO SIMPLIFY AND ENHANCE RULE AND PRODUCT SUBMISSION PROCESSES
CFTC APPROVES FINAL RULE REGARDING EXEMPTIONS FROM CERTAIN COMPLIANCE REQUIREMENTS FOR COMMODITY POOL OPERATORS, COMMODITY TRADING ADVISORS, AND COMMODITY POOLS
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER