The CFTC announced today that it issued orders filing and settling charges against two interdealer brokers: BGC Financial, LP and...
CN Editor
October 03, 2019
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
FIRST-EVER LISTED SPOT CRYPTO TRADING ON U.S. REGULATED EXCHANGES
CRYPTO FRAUD FIGHT TARGETS WEB, APPS, SOCIAL MEDIA
COURT REJECTS ATTEMPT TO REVIVE LAWSUIT AGAINST REP, RBC DS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING