The CFTC announced that registration has opened for the agency’s second annual Fintech Forward Conference and that this year’s th...
CN Editor
October 07, 2019
CANADIAN SECURITIES REGULATORS SIGN FINTECH CO-OPERATION AGREEMENT WITH THE FINANCIAL SERVICES COMMISSION, MAURITIUS
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
CFTC CHARGES CHICAGO COMMODITY POOL OPERATORS, OWNER, AND FORMER CHIEF PORTFOLIO MANAGER WITH FRAUD AND SUPERVISION FAILURES
CFTC STAFF PUBLISHES UPDATED REPONSES TO FAQS REGARDING COMMISSION REGULATION 4.27 AND FORM CPO-PQR
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS