The CFTC announced that it filed a pair of enforcement actions against two affiliate marketers, David Sechovich and Peter Szatmar...
CN Editor
October 08, 2019
RESEARCH FINDS PAYING WHISTLEBLOWERS WORKS
FEDERAL COURT ORDERS NORTH CAROLINA COMPANIES AND THEIR OWNERS TO PAY OVER $5.3 MILLION FOR FOREX FRAUD
LOS ANGELES FEDERAL COURT ORDERS FIVE INDIVIDUALS TO PAY OVER $5 MILLION FOR DIGITAL ASSET FRAUD AND MISAPPROPRIATION SCHEME
SEC CHARGES THREE INDIVIDUALS WITH IMPERSONATING FINANCIAL PROFESSIONALS IN FRAUD SCHEME TARGETING RETAIL INVESTORS
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION