The CFTC announced a default judgment was entered on October 3rd against defendants Fabio Bretas de Freitas, of Miami, Florida, a...
CN Editor
October 16, 2019
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
SEC, CFTC SEEK PUBLIC COMMENT ON THE HARMONIZATION OF PORTFOLIO MARGINING FRAMEWORKS
EX-SPAC CEO JAILED FOR FRAUD
CFTC WRAPS CASE AGAINST CRYPTO CEO
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS