The CFTC announced the filing of a civil enforcement action in the U.S. District Court for the District of Nevada, charging David...
CN Editor
October 17, 2019
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
PRESIDENT OF FOREIGN EXCHANGE TRADING COMPANY CHARGED AFTER EMBEZZLING MILLIONS
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
RCMP EXECUTES RECORD SEIZURE OF MORE THAN 56 MILLION DOLLARS IN CRYPTOCURRENCY
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP