At an open meeting, the U.S. Commodity Futures Trading Commission voted to approve two proposed rules. The Commission voted unani...
CN Editor
October 17, 2019
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
SEC AND CFTC EXTEND FORM PF COMPLIANCE DATE TO OCT. 1, 2026
CFTC SANCTIONS COLORADO TRADER AND ILLINOIS COMPANY TO PAY $200,000 FOR SPOOFING
Thank you for the feedback!!
AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
NATIONAL RISK ASSESSMENT
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY