At an open meeting, the U.S. Commodity Futures Trading Commission voted to approve two proposed rules. The Commission voted unani...
CN Editor
October 17, 2019
CANADIAN SECURITIES REGULATORS ADOPT NEW NATIONALLY HARMONIZED START-UP CROWDFUNDING RULES
AS RETAIL TRADING JUMPS, SEC TO RETHINK ITS RULES
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
FINAL AMENDMENTS TO THE BOURSE DE MONTRÉAL INC. POSITION LIMIT FILE PUBLICATIONS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS