The CFTC announced the agenda for its second annual Fintech Forward conference. This year’s event, Fintech Forward 2019: Explorin...
CN Editor
October 18, 2019
FEDERAL COURT ORDERS NORTH CAROLINA COMPANIES AND THEIR OWNERS TO PAY OVER $5.3 MILLION FOR FOREX FRAUD
LOS ANGELES FEDERAL COURT ORDERS FIVE INDIVIDUALS TO PAY OVER $5 MILLION FOR DIGITAL ASSET FRAUD AND MISAPPROPRIATION SCHEME
CFTC CHARGES WASHINGTON STATE PASTOR WITH FRAUD, MISAPPROPRIATION IN MULTILEVEL MARKETING SCHEME TARGETING HISPANIC AMERICANS
CFTC STAFF ISSUES ADVISORY RELATED TO THE USE OF ARTIFICIAL INTELLIGENCE BY CFTC-REGISTERED ENTITIES AND REGISTRANTS
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION