The CFTC announced it issued an order filing and settling an enforcement action against Treasury Vault, LLC of Lehi, Utah for act...
CN Editor
October 24, 2019
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
CFTC SUES TRIO OF STATES TO REAFFIRM ITS EXCLUSIVE JURISDICTION OVER PREDICTION MARKETS
FEDERAL COURT GRANTS CFTC MOTION FOR SUMMARY JUDGMENT, ORDERS FORMER HEDGE FUND MANAGER TO PAY $2.2 MILLION FOR SWAP VALUATION FRAUD
CFTC RESOLVES ACTION AGAINST FORMER FTX HEAD OF ENGINEERING
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS