At the U.S. Commodity Futures Trading Commission’s Fintech Forward conference, Chairman Heath P. Tarbert announced LabCFTC will b...
CN Editor
October 25, 2019
CFTC CHARGES TWO MEN, THEIR UNREGISTERED COMMODITY POOL WITH FUTURES FRAUD, REGISTRATION VIOLATIONS
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
QUESTRADE SECURES APPROVAL TO LAUNCH CANADA"S NEWEST BANK
FINTECH ADOPTION THREATENS TRADITIONAL SECURITIES FIRMS: FITCH
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP