At the U.S. Commodity Futures Trading Commission’s Fintech Forward conference, Chairman Heath P. Tarbert announced LabCFTC will b...
CN Editor
October 25, 2019
QUESTRADE SECURES APPROVAL TO LAUNCH CANADA"S NEWEST BANK
FINTECH ADOPTION THREATENS TRADITIONAL SECURITIES FIRMS: FITCH
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP