The CFTC issued an order on November 6, 2019, approving the transfer of the trueEX LLC swap execution facility (SEF) registration...
CN Editor
November 08, 2019
CFTC RESOLVES ACTION AGAINST SWAPS TRADER FOR MAKING FALSE STATEMENTS
EX-WHITE HOUSE AIDE SETTLES INSIDER TRADING CHARGE
CFTC ORDERS GABRIEL PEREZ TO PAY $172,000 FOR INSIDER TRADING OF MENTION MARKET EVENT CONTRACTS
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
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CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET