The CFTC will hold an open meeting on Monday, November 25, 2019, at 10:00 a.m. EST at its headquarters in Washington, DC to consi...
CN Editor
November 18, 2019
CFTC CHARGES KUCOIN WITH OPERATING ILLEGAL DIGITAL ASSET DERIVATIVES EXCHANGE
FEDERAL COURT ORDERS FLORIDA FOREX TRADER TO PAY $3.4 MILLION FOR FUTURES, FOREX, OPTIONS SCHEME
JOINT EFFORT LAUNCHES TO WARN RETIREES ABOUT PRECIOUS METALS FRAUD AND GIVES TIPS ON PROTECTING THEMSELVES
CFTC ORDERS U.S. BANK TO PAY $6 MILLION AND OPPENHEIMER TO PAY $1 MILLION OF RECORDKEEPING AND SUPERVISION FAILURES FOR FIRM-WIDE USE OF UNAPPROVED COMMUNICATION METHODS
Thank you for the feedback!!
CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
OSC REPORT SHEDS LIGHT ON DARK PATTERNS AND OTHER MANIPULATIVE DIGITAL ENGAGEMENT PRACTICES
FINANCIAL WATCHDOG STOPS THOUSANDS OF MISLEADING ADS AND PROMOTIONS
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM WINNIPEG, MB