The Commodity Futures Trading Commission announced that it issued a final rule modifying the Commission’s interest rate swap clea...
CN Editor
August 15, 2022
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS