The Commodity Futures Trading Commission announced a jury in the Southern District of Texas issued a verdict finding Andrew Gizie...
CN Editor
August 17, 2022
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
CFTC WRAPS ENFORCEMENT AGAINST PAIR IN FTX CASE
AI DERIVATIVES MARKET DOES NOT COMPUTE, YET
CFTC SEEKS PUBLIC COMMENT ON PROPOSED RULE CHANGES FOR COMMODITY POOL OPERATOR AND COMMODITY TRADING ADVISOR REGISTRATION
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS