The Commodity Futures Trading Commission and state regulators in California and Hawaii announced they have filed a joint civil en...
CN Editor
May 16, 2023
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
NASAA RELEASES 2025 ENFORCEMENT REPORT
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS