CFTC ORDERS INTERACTIVE BROKERS TO PAY $20 MILLION FOR RECORDKEEPING AND SUPERVISION FAILURES FOR WIDESPREAD USE OF UNAPPROVED COMMUNICATION METHODS

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The Commodity Futures Trading Commission issued an order simultaneously filing and settling charges against Interactive Brokers C...


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CFTCrecordkeeping failuresFailure to SuperviseElectronic communication

CN Editor

October 02, 2023

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