The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-regis...
CN Editor
February 09, 2024
CFTC ASSERTS OVESIGHT OF PREDICTION MARKETS
SEC SECURES SANCTIONS AGAINST "SHAM" ADVISORS
CFTC ALLEGES INSIDER TRADING ON PREDICTION MARKET
CSA ANNOUNCES ADOPTION OF FINAL AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS