The North American Securities Administrators Association (NASAA) released its annual list of top threats to retail investors. Thi...
CN Editor
March 07, 2025
NASAA HANDLE OVER 9,000 INVESTIGATIONS AND IMPOSE OVER $825 MILLION IN MONETARY RELIEF IN 2025 TO COMBAT FRAUD AND EXPLOITATION
CFTC SECURES FEDERAL COURT ORDERS REQUIRING FORMER LONG ISLAND RESIDENT AND HIS FIRM TO PAY OVER $288 MILLION FOR OPERATING A COMMODITY POOL PONZI SCHEME
NASAA ANNOUNCES SETTLEMENT WITH WELLS FARGO AND MERRILL LYNCH OVER EXCESSIVE COMMISSIONS ON SMALL-DOLLAR TRADES
CFTC SECURES COURT ORDER DIRECTING LOUISIANA MAN AND ARKANSAS WOMAN TO PAY OVER $31 MILLION FOR DIGITAL ASSETS, PRECIOUS METALS FRAUD
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES