The Commodity Futures Trading Commission is enhancing its market surveillance and fraud detection capabilities by deploying Nasda...
CN Editor
August 28, 2025
SPECIAL BULLETIN ON FINANCIAL ACTIVITY ASSOCIATED WITH EVASION OF COUNTER PROLIFERATION SANCTIONS
FCA CLOSES 1,600 WEBSITES AS IT FIGHTS FINANCIAL CRIME
CFTC ISSUES ADVISORY ON REFERRALS FOR POTENTIAL CRMINAL ENFORCEMENT
SEC, CFTC SETTLE WITHH FUND MANAGERS
Thank you for the feedback!!
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES