The Commodity Futures Trading Commission issued an order filing and settling charges against Shinhan Securities Co. Ltd., a finan...
CN Editor
September 18, 2025
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
SEC AND CFTC EXTEND FORM PF COMPLIANCE DATE TO OCT. 1, 2026
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS