The Commodity Futures Trading Commission announced the U.S. District Court for the Southern District of Florida ordered Systemati...
CN Editor
September 18, 2025
STATES AND CFTC SECURE FINAL JUDGMENT AGAINST PRECIOUS METALS FIRM THAT DEFRAUDED ELDERLY ADULTS
CFTC LAUNCHES TOKENIZED COLLATERAL AND STABLECOINS INITIATIVE
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
SEC AND CFTC EXTEND FORM PF COMPLIANCE DATE TO OCT. 1, 2026
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS