The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to r...
CN Editor
April 21, 2026
NYSE SEEKS APPROVAL FOR TOKENIZED TRADING
SEC SET TO CANCEL ADVISORY FIRMS" REGISTRATIONS
SEC SEEKS PUBLIC COMMENT ON THE CONSOLIDATED AUDIT TRAIL AND OTHER AUDIT TRAILS AND DATA SOURCES
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS