The U.S. Commodity Futures Trading Commission (CFTC) is joining the U.S. Securities and Exchange Commission (SEC) in dropping the...
CN Editor
June 05, 2026
CFTC RELEASES ADVISORY ON SELF-CERTFICATION OF AN EVENT CONTRACT SERIES
TRIBUNAL FINDS DAY TRADING PLATFORM ENGAGED IN "SPOOFING"
ONTARIO COURT ORDERS FUND MANAGERS TO PAY $170M FOR MARKET-TIMING TRADING
STRENGTHENING EXAM PROGRAM THROUGH INNOVATION AND TRANSPARENCY
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS