A trader who engaged in spoofing during extended trading hours has settled enforcement allegations from the U.S. Securities and E...
CN Editor
August 12, 2026
U.K. COURT ORDERS CRYPTO CONFISCATION
ESMA TO PRIORITIZE BURDEN REDUCTION
SEC CHARGES REGISTERED INVESTMENT ADVISER ZOE FINANCIAL FOR FAILURE TO DISCLOSE CONFLICT OF INTEREST
SEG FUNDS GUIDANCE TARGETS INSURANCE ADVISOR COMPETENCY, CLIENT NEED
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE