The CFTC issued an order filing and settling charges against Christian Trunz, a former precious metals trader at two financial in...
CN Editor
September 17, 2019
CFTC SCUTTLES 24/7 FUTURES TRADING BID
CFTC CHARGES NORTH CAROLINA COMMODITY POOL OPERATOR AND HIS COMPANY WITH FRAUD
SEC, CFTC SEEK PUBLIC COMMENT ON THE HARMONIZATION OF PORTFOLIO MARGINING FRAMEWORKS
DAY TRADER ADMITS SPOOFING
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS