The Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the District of Nevada a...
CN Editor
August 08, 2022
CFTC SECURES COURT ORDER DIRECTING LOUISIANA MAN AND ARKANSAS WOMAN TO PAY OVER $31 MILLION FOR DIGITAL ASSETS, PRECIOUS METALS FRAUD
CFTC CHARGES CASH FX GROUP S.A., AND CEO; THREE OTHERS WITH $950 MILLION FRAUD SCHEME
CFTC STAFF RELEASES UPDATES TO FAQS CONCERNING REGISTRANTS AND REGISTERED ENTITY ACTIVITIES RELATING TO CRYPTO ASSETS AND BLOCKCHAIN TECHNOLOGIES
CFTC SPEAKS UP ON "MENTION MARKETS"
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS