CFTC ORDERS HSBC BANK USA, N.A. TO PAY A $45 MILLION PENALTY FOR MANIPULATIVE AND DECEPTIVE TRADING IN CONNECTION WITH SWAPS RELATED TO BOND ISSUANCES, SPOOFING, AND SUPERVISION AND MOBILE DEVICE RECORDKEEPING FAILURES

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The Commodity Futures Trading Commission issued an order simultaneously filing and settling charges against HSBC Bank USA, N.A. (...


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CFTCManipulative & DeceptivespoofingRecordkeepingFailure to Supervise

CN Editor

May 15, 2023

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