The North American Securities Administrators Association (NASAA) announced that the U.S. District Court for the Central District ...
CN Editor
October 17, 2025
CFTC OBTAINS FEDERAL CIVIL MONETARY PENALTIES AND TRADING BANS IN TWO CASES; BRINGS CHARGES AGAINST UNREGISTERED COMMODITY POOL OPERATOR
CFTC OBTAINS JUDGMENT AGAINST WISCONSIN MAN FOR FRAUD, MISAPPROPRIATION SCHEME
SEC CHARGES CANADIAN CITIZEN WITH FRAUD SCHEMES THAT TARGETED RETAIL INVESTORS ON DISCORD
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
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2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
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